APPLICATION FORMS
POLICIES DOCUMENTS
- RMS Policy
- Investor Charter
- Investor Charter-Trading Member
- Investor Grievance Handling Process
- Rights of investors
- Responsibilities of Investors
- Dos and Don'ts
- Conflicts of Interest Policy
- Internal Control Policy
- PMLA Policy
- Policy On Outsourcing Activities
- Policy Regarding Pre-funded Instruments
- Policy W.R.T Nism Series VII-securities Operation & Risk Management (Sorm)
- Risk Disclosures On Derivatives
- Freezing of Trading Accounts
- Inactive Account Policy
- Policy on Handling of Good till Triggered Orders
- Annual Return (MGT-7)
- Annual Return ACT,2013 WFSPL